Looking for a strategic and business-oriented Corporate Counsel to join the legal team and support a wide range of corporate legal functions. In this role, you’ll lead key initiatives across governance, financings, securities compliance, and strategic transactions, while partnering closely with various teams across the company. This is a high-impact role for an attorney who thrives in a dynamic, fast-paced environment and is looking to help shape the future of a rapidly growing technology company.
As the Lead of Operational Risk and Internal Controls, you will be responsible for building and leading a high-performing team while defining and executing CloudWalk’s operational risk management strategy, overseeing risk assessments across products, services, and technologies to ensure secure and scalable innovation, and championing risk awareness and internal control culture across the organization.
As a Senior AML QC Specialist, you’ll be responsible for handling quality reviews for AML transaction monitoring alerts, escalated account investigations, and unusual activity reports. Delivering feedback about team members, identifying improvements to processes and procedures, responding to general AML questions, escalating to the appropriate teams or individuals when needed, and transaction reviews. You will report directly to the AML Investigations Manager.
We are looking for an analytical Business Governance and Risk Analyst to join our team and ensure the integrity and compliance of our marketing collateral and business processes. The role involves analyzing marketing materials, evaluating business policies, and examining business processes to identify risks and inefficiencies, then recommending solutions. The analyst will prepare detailed reports and presentations and collaborate with various departments.
This position will support medical device regulatory and FDA cybersecurity knowledge for the client product lifecycle – from device development, through and beyond device deployment. This individual will assist medical device manufacturers to support submissions to regulatory bodies (US FDA and global agencies) and serve as a focal point for cybersecurity in the regulatory department.
The Investigation Manager will join Monzo’s Financial Crime Operations Special Investigations team managing approximately 4 investigators focused on investigating insiders. The manager will be responsible for managing the personal and professional development of team members, providing technical coaching on investigations, and driving exceptional individual and collective performance.
You'll strategically develop, enhance, and continuously improve derivatives compliance programs, innovating in the derivatives space and ensuring compliance with all relevant regulations. You will be responsible for overseeing and ensuring compliance with Canadian Investment Regulatory Organization (CIRO) and Options Clearing Corporation (OCC) regulations for Wealthsimple’s derivatives business.
The Manager, Trade Desk Compliance will be responsible for overseeing and ensuring compliance with Canadian Investment Regulatory Organization (CIRO) regulations and other applicable trading rules across all trading activities conducted by the Investment Dealer. You will act as the compliance subject matter expert on trading rules, products and requirements that impact the trade desk and related regulatory requirements for the Investment Dealer and build strong collaborative relationships with Product, Trading, Operations, Engineering and Finance teams to ensure compliant implementation of business initiatives.
Lead the negotiation and management of complex international contracts, reporting directly to the Director, Sales Operations. Work closely with business managers, sales teams, and cross-functional organizations to manage contracts throughout their lifecycle, from business development through closeout. Play a key role in supporting high-visibility programs, driving customer satisfaction, and ensuring compliance with company policies and applicable legal requirements.
Provides legal support and guidance related to client and vendor contract negotiation and other contractual matters within the business. Serves as the point of contact for clients, consultants and suppliers on contractual matters for assigned service line(s). Acts as contractual intermediary between employees, vendors and clients, ensuring timely status, review, reconciliation, approval and execution of contracts.